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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-24 |
| NC | RA | APPROVED | 2012-05-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 05/2012 | Present |
1. Owner, M3 Capital Management, LLC, a private entity established to facilitate securities, advisory, and insurance business; as of 04/30/2012; 100% of time spent during business hours; Conducted at branch; Investment related. 2. Fixed insurance sales, as of 04/30/2012, 100% of time spent during business hours, Conducted at branch; Investment related. 3. Owner, My Time Holdings, LLC, an entity created for the purpose of buying and managing real estate, Located in Cullowhee, NC, as of 10/01/2019; 0% of time spent during business hours; Not Conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-02-02 |
| S63 | Uniform Securities Agent State Law Examination | 1994-06-09 |
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