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Chicago, IL • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2018-04-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Chicago | IL | 03/2008 | 04/2018 |
| Invest Capital Llc | Chicago | IL | 04/2018 | Present |
| Uber Technologies, Inc. | Chicago | IL | 02/2016 | Present |
| John I. Mayer, Sole Proprietor | Chicago | IL | 06/2016 | Present |
1. Uber Tecnhnologies, Inc.; Chicago, IL; Transportation Services; Associate; provides transporation services; Ownership of his own automobile; affiliation started 02/15/2016; 16 hours per month; not during securities trading hours; not investment related. 2. John I. Mayer, Sole Proprietor; Investment Related; Chicago, IL; Property Owner; 06/2016; Approximately 10 hours per month, not during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-04-19 |
| S63 | Uniform Securities Agent State Law Examination | 1991-01-18 |
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