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Matthew Adam Grossman

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Ridgefield, CT

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
CT RA APPROVED 2012-03-28
TX RA APPROVED_RES 2009-05-26
VA RA APPROVED 2004-02-10
  • NY RA
    APPROVED
    Since 2021-04-19
  • CT RA
    APPROVED
    Since 2012-03-28
  • TX RA
    APPROVED_RES
    Since 2009-05-26
  • VA RA
    APPROVED
    Since 2004-02-10

Branch Locations

Ridgefield, CT • United States

One Bryant Park Division - Northeast, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Richmond VA 06/1990 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-05-27
S63 Uniform Securities Agent State Law Examination 1990-09-14
  • S65 Uniform Investment Adviser Law Examination
    1994-05-27
  • S63 Uniform Securities Agent State Law Examination
    1990-09-14
Other Names
  • Matthew A Grossman

View on SEC IAPD

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