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538 Preston Avenue, Meriden, CT 06450-4858 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-06-05 |
Branch Locations
4502 Fifth Ave, Brooklyn, NY 11220 • United States
2121 Avenue U, Brooklyn, NY 11229 • United States
421-1425 Sheepshead Bay Road, Brooklyn, NY 11235 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Flagstar Bank N.A. | Brooklyn | NY | 07/2010 | 06/2024 |
| Lpl Financial Llc | Brooklyn | NY | 07/2010 | 06/2024 |
| Osaic Institutions, Inc. | Meriden | CT | 06/2024 | Present |
| Popular Bank | New York | NY | 06/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-12-28 |
| S63 | Uniform Securities Agent State Law Examination | 1991-03-13 |
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