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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2009-03-10 |
Branch Locations
6636 Longshore Street Suite 280, Dublin, OH 43017 • United States
120 South Main St. Suite A, Marysville, OH 43040 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Marysville | OH | 03/2009 | Present |
1. Our Lady of Lourdes Catholic Church; 1033 W. 5th St, Marysville, OH 43040; Finance Committee; 10/02/1989; 3 Hours per Month; Not during securities trading hours; Not Investment-Related. 2. Saint Vincent De Paul; 1033 West Fifth Street, Marysville, OH 43040; Helping the poor; Review board member and volunteer helping elderly; Review candidates for loan; 08/16/2021; 4 Hours per Month; Not During Securities Trading Hours; Not Investment-Related. 3. Ohio State University; 411 Woody Hayes Dr, Columbus, OH 43210; Usher home football games which will be 5 or 6 games per year; Usher; Seat people at home football games; 06/01/2023; 30 Hours per Year; Not During Securities Trading Hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 1990-08-30 |
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