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James Michael Speyerer

Ubs Financial Services Inc.

Anchorage, AK

Anchorage, AK

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2005-09-26
AK RA APPROVED 2005-09-13
  • TX RA
    APPROVED
    Since 2005-09-26
  • AK RA
    APPROVED
    Since 2005-09-13

Branch Locations

3000 A Street Suite 100, Anchorage, AK 99503 • United States

3000 A Street, Suite 100, Anchorage, AK 99503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Anchorage AK 08/2005 Present
  • 08/2005 → Present
    Ubs Financial Services
    Anchorage, AK
Previous Registrations
  • 1999-01-29 → 2005-08-29
    Morgan Stanley Dw Inc.
    Anchorage, AK
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-10-28
S63 Uniform Securities Agent State Law Examination 1990-08-25
  • S65 Uniform Investment Adviser Law Examination
    1998-10-28
  • S63 Uniform Securities Agent State Law Examination
    1990-08-25
Other Names
  • James Speyerer
  • James Michael Speyerer
  • J Michael Speyerer
  • James Michael Michael Speyerer

View on SEC IAPD

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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Anchorage, AK
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Anchorage, AK
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THRIVENT INVESTMENT MANAGEMENT INC. · ANCHORAGE, AK
EDWARD JONES · ANCHORAGE, AK
PFS INVESTMENTS INC. · ANCHORAGE, AK
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