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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-01-04 |
| MI | RA | APPROVED | 2025-01-04 |
Branch Locations
28555 Orchard Lake Rd. Ste. 100, Farmington Hills, MI 48334 • United States
Berwn, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Park Avenue Securities Llc | New York | NY | 03/2015 | 09/2016 |
| Ameritas Investment Corp | Lincoln | NE | 10/2016 | 05/2024 |
| Ameritas Life Insurance Corp | Lincoln | NE | 09/2016 | 05/2024 |
| Argo Gap Consulting Llc | Berwyn | IL | 03/2023 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 07/2024 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 01/2025 | Present |
1) ARGO PUBLISHING, LLC, 3034 Maple Avenue, Berwyn IL 60402, 03/01/2023, President, Author/Educator/Podcast/Speaker, NIR, 20 HR/MO, 0 HR/MO TRADING. 2) THE BIB WOODSHOP, LLC, 3034 Maple Avenue, Berwyn IL 60402, 01/01/2016, President, Construction/Labor, NIR, 0 HR/MO, 0 HR/MO TRADING. 3) RETIREMENT & WEALTH STRATEGIES (RWS FINANCIAL GROUP), 28555 Orchard Lake Rd., Suite 100, Farmington Hils MI 48334, United States, 10/01/2024, W2 Employee, Using a Trade Name / DBA, INV REL, 160 HR/MO, 160 HR/MO TRADING. 4) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 1/2025, AS ADMINISTRATIVE REP OF A RIA. INV REL, 80 HR/MO- 80 HR/MO TRADING. 5) SANO, 28555 Orchard Lake Rd, Suite 100, Farmington Hills, MI 48334, 07/2026, W2 Employee, DBA Name, INV REL, 200 HR/MO - 0 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-11-22 |
| S63 | Uniform Securities Agent State Law Examination | 2003-11-06 |
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