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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-01-04
MI RA APPROVED 2025-01-04
  • IL RA
    APPROVED
    Since 2025-01-04
  • MI RA
    APPROVED
    Since 2025-01-04

Branch Locations

28555 Orchard Lake Rd. Ste. 100, Farmington Hills, MI 48334 • United States

Berwn, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Park Avenue Securities Llc New York NY 03/2015 09/2016
Ameritas Investment Corp Lincoln NE 10/2016 05/2024
Ameritas Life Insurance Corp Lincoln NE 09/2016 05/2024
Argo Gap Consulting Llc Berwyn IL 03/2023 Present
Cambridge Investment Research, Inc. Fairfield IA 07/2024 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 01/2025 Present
  • 03/2015 → 09/2016
    Park Avenue Securities Llc
    New York, NY
  • 10/2016 → 05/2024
    Ameritas Investment Corp
    Lincoln, NE
  • 09/2016 → 05/2024
    Ameritas Life Insurance Corp
    Lincoln, NE
  • 03/2023 → Present
    Argo Gap Consulting Llc
    Berwyn, IL
  • 07/2024 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 01/2025 → Present
    Fairfield, IA
Other Businesses

1) ARGO PUBLISHING, LLC, 3034 Maple Avenue, Berwyn IL 60402, 03/01/2023, President, Author/Educator/Podcast/Speaker, NIR, 20 HR/MO, 0 HR/MO TRADING. 2) THE BIB WOODSHOP, LLC, 3034 Maple Avenue, Berwyn IL 60402, 01/01/2016, President, Construction/Labor, NIR, 0 HR/MO, 0 HR/MO TRADING. 3) RETIREMENT & WEALTH STRATEGIES (RWS FINANCIAL GROUP), 28555 Orchard Lake Rd., Suite 100, Farmington Hils MI 48334, United States, 10/01/2024, W2 Employee, Using a Trade Name / DBA, INV REL, 160 HR/MO, 160 HR/MO TRADING. 4) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 1/2025, AS ADMINISTRATIVE REP OF A RIA. INV REL, 80 HR/MO- 80 HR/MO TRADING. 5) SANO, 28555 Orchard Lake Rd, Suite 100, Farmington Hills, MI 48334, 07/2026, W2 Employee, DBA Name, INV REL, 200 HR/MO - 0 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-11-22
S63 Uniform Securities Agent State Law Examination 2003-11-06
  • S65 Uniform Investment Adviser Law Examination
    2024-11-22
  • S63 Uniform Securities Agent State Law Examination
    2003-11-06
Other Names
  • Adam Joseph Sanjuan
  • Adam Joseph San Juan

View on SEC IAPD

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