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Michael Joseph Kahn

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Weston, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-10-17
FL RA APPROVED 1991-07-16
  • TX RA
    APPROVED_RES
    Since 2012-10-17
  • FL RA
    APPROVED
    Since 1991-07-16

Branch Locations

2400 N Commerce Pkwy, Weston, FL 33326 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Sunrise FL 05/1991 Present
Bank Of America, Na Plantation FL 01/2010 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-09-18
S63 Uniform Securities Agent State Law Examination 1991-07-18
  • S65 Uniform Investment Adviser Law Examination
    1996-09-18
  • S63 Uniform Securities Agent State Law Examination
    1991-07-18
Other Names
  • Michael Kahn

View on SEC IAPD

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