Daniel Francis Ohara

Current Employers

Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2022-07-21

NC RA
APPROVED

Since 2022-07-21

Branch Locations

Wilmington, NC • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pruco Securities, Llc	Shelton	CT	09/2016	05/2020
The Prudential Insurance Company Of America	Hartford	CT	01/2017	Present
Prudential Investment Management Services Llc	Hartford	CT	05/2020	Present
Prudential Customer Solutions Llc	Hartford	CT	08/2020	Present
Gwfs Equities, Inc.	Hartford	CT	04/2022	Present

09/2016 → 05/2020

Pruco Securities, Llc

Shelton, CT
01/2017 → Present

The Prudential Insurance Company Of America

Hartford, CT
05/2020 → Present

Prudential Investment Management Services Llc

Hartford, CT
08/2020 → Present

Prudential Customer Solutions Llc

Hartford, CT
04/2022 → Present

Gwfs Equities, Inc.

Hartford, CT

Previous Registrations

2020-08-17 → 2020-11-29

Prudential Select Strategies Llc

Hartford, CT

Other Businesses

Doranne T. O'Hara-Casto Irrevocable Trust~9 Cliff Road B-2, West Paterson, NJ 07424~Co-executor~N~Co-executor of Irrevocable trust~1/2000~1 hrs/mo~0 trading hrs/mo

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2020-08-07
S63	Uniform Securities Agent State Law Examination	2016-11-28

S65 Uniform Investment Adviser Law Examination

2020-08-07
S63 Uniform Securities Agent State Law Examination

2016-11-28

Other Names

Daniel Francis Ohara
Dan Francis O'HAra
Danny Francis O'HAra
Daniel Francis Ohara

View on SEC IAPD