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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2023-01-11 |
Branch Locations
6060 Rockside Woods Blvd N Ste 141, Independence, OH 44131 • United States
University Heights, OH • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Cleveland | OH | 06/2005 | 10/2019 |
| Bank Of America, N.A. | Cleveland | OH | 09/2014 | 10/2019 |
| Golden Reserve Ria, Llc | Dublin | OH | 10/2020 | 10/2022 |
| Unemployed | Cleveland | OH | 10/2019 | 10/2020 |
| Merrill Lynch | Cleveland | OH | 07/2005 | 10/2019 |
| Ameriprise Financial Services, Llc | Independence | OH | 01/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-11-19 |
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