Jay David Carpenter

Current Employers

Employment History

• 09/1999 → 06/2020
  Axa Advisors, Llc
  New York, NY
• 09/1999 → Present
  Equitable Advisors, Llc
  New York, NY

Other Businesses

1) DBA - KARR BARTH ASSOCIATES 2) OTHER OUTSIDE INSURANCE BROKERAGE ACTIVITIES. 2) Name and address of business: "It is not a business. My wife and I own a small house in northeastern PA close to Elk Mountain Ski resort. We set up an LLC to own the the house. My wife an I own the LLC. The LLC name is Winter Place LLC and was formed 11-1-2019. It is a house we personally use; we do not rent it or use it for any business purposes. The address of the house is 33 Winter Place Union Dale, PA 18470", Non-Investment-related, nature of OBA: Manager, start date: 11/1/2019, 0 hours/month, Yearly Compensation: 0, duties relating to the OBA: n/a;

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-07-02
• S63 Uniform Securities Agent State Law Examination
  1990-07-11

Designations

Other Names

• Jay D Carpenter