Daniel Stephen Offutt

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
MT	RA	APPROVED	2021-11-22
TX	RA	APPROVED	2001-07-31

MT RA
APPROVED

Since 2021-11-22
TX RA
APPROVED

Since 2001-07-31

Branch Locations

Whitefish, MT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cetera Financial Specialists Llc	Schaumburg	IL	02/2000	Present
Cetera Investment Adviser Llc	Schaumburg	IL	07/2001	Present

02/2000 → Present

Cetera Financial Specialists Llc

Schaumburg, IL
07/2001 → Present

Cetera Investment Adviser Llc

Schaumburg, IL

Other Businesses

1) DSO DEVELOPMENT CORP.; 7915 FM 1960 W SUITE 150, HOUSTON TX 77070; CORP.- WIFE'S SOFTWARE SALES COMPANY; SHAREHOLDER; ACCOUNTANT; 0HRS/WEEK; 1985 2)ACCOUNTING PRACTICE - NOT INVESTMENT RELATED - ACCOUNTING,TAX PREP - OWNER - START DATE: 1980 - DO ACCOUNTING,PREPARE TAX RETURNS - 40 HOUR WORK WEEK. 3)UNICARE - HEALTHCARE ONLY: 4) CHARTER WEALTH MANAGEMENT, LLC; INV REL; HOUSTON, TX; WEALTH MANAGEMENT; FINANCIAL ADVISER; START DATE 9/1/2010; 160 HRS/MTH DURING SECURITIES TRADING HRS:.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-06-29
S63	Uniform Securities Agent State Law Examination	2000-08-03

S66 Uniform Combined State Law Examination

2001-06-29
S63 Uniform Securities Agent State Law Examination

2000-08-03