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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-02-13
TX RA APPROVED 2025-02-13
  • NY RA
    APPROVED
    Since 2025-02-13
  • TX RA
    APPROVED
    Since 2025-02-13

Branch Locations

4130 State Route 31 Suite 615, Clay, NY 13041 • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Empower Federal Credit Union Syracuse NY 02/2015 02/2025
Cuso Financial Services, Lp San Diego CA 02/2015 02/2025
Kestra Advisory Services, Llc Clay NY 02/2025 Present
Kestra Investment Services Clay NY 02/2025 Present
  • 02/2015 → 02/2025
    Empower Federal Credit Union
    Syracuse, NY
  • 02/2015 → 02/2025
    Cuso Financial Services, Lp
    San Diego, CA
  • 02/2025 → Present
    Clay, NY
  • 02/2025 → Present
    Kestra Investment Services
    Clay, NY
Previous Registrations
  • 2015-09-24 → 2025-02-13
    Cuso Financial Services, L.P.
    Baldwinsville, NY
    Syracuse, NY
    Fulton, NY
    Oswego, NY
    Syracuse, NY
    Endicott, NY
    Binghampton, NY
    Binghamton, NY
    Vestal, NY
    Syracuse, NY
  • 2010-05-10 → 2010-06-07
    St Louis, MO
Other Businesses

Bus Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes, # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 02/11/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Bus Name: MOMENTUM STRATEGIC WEALTH, LLC POSITION: owner NATURE: Insurance INVESTMENT RELATED: Yes, # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 02/11/2025 ADDRESS: 4106 State Route 31, suite 615, Clay NY 13041, United States DESCRIPTION: Provide investment advice to clients Bus Name: CONIFER ENTERPRISES POSITION: owner NATURE: Real Estate INVESTMENT RELATED: No, # OF HOURS: 3 SECURITIES TRADING HOURS: 2 START DATE: 05/05/2007 ADDRESS: 8260 Luchsinger Lane, Baldwinsville NY 13027, United States DESCRIPTION: I buy and sell vacant residential real estate. From time to time, may build homes on speculation in the future.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-05-06
S63 Uniform Securities Agent State Law Examination 1990-10-11
  • S66 Uniform Combined State Law Examination
    2010-05-06
  • S63 Uniform Securities Agent State Law Examination
    1990-10-11

View on SEC IAPD

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