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Venice, FL • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-02-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Securities, Llc | Charlotte | NC | 07/2003 | 03/2021 |
| Structured Credit Partners, Llc | Charlotte | NC | 06/2018 | 11/2018 |
| Pc2 Capital Lp | Charlotte | NC | 07/2023 | Present |
| N/A- Retired | Charlotte | NC | 04/2021 | 07/2023 |
| Prosperise Capital Llp | Charlotte | NC | 09/2023 | 01/2026 |
| 3Scale Capital Partners Llc | Charlotte | NC | 01/2026 | Present |
| Foreside Fund Services, Llc | Charlotte | NC | 02/2026 | Present |
1) 3Scale Capital Partners LLC; Investment Related; Charlotte, NC; Capital Fundraising; Partner; Start Date 1/1/2026; 10 Hrs Per Month; Fundraising services. 2) LaCa Projects LLC; Non-Investment Related; Charlotte, NC; Art Gallery; Owner; Start Date 1/1/2014; 0 Hrs Per Month; No active duty currently. 3) Guidepost Growth Equity; Investment Related; Boston, CT; Private Equity Firm; Value Creation Group Advisor; Start Date 2/1/2023; 3 Hrs Per Month, 0 During Trading Hrs; Advise regarding board positions of businesses they make investments in. 4) Prosperise Capital LLP; Investment Related; London, UK; Asset Management; Partner; Start Date 9/1/2023; 40 Hrs Per Month, 0 During Trading Hrs; European asset management business. 5) PC2 Capital LP; Investment Related; Venice, FL; Asset Management; Partner; Start Date 8/1/2023; 40 Hrs Per Month, 0 During Trading Hrs; Partner in an asset management business. 6) Pergamino Real Estate, LLC; Non-Investment Related; Charlotte, NC; Real estate ownership and. rental; Owner; Start Date 1/1/2024; 3 Hrs Per Month, 0 During Trading Hrs; Real Estate Ownership and Rental.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2026-05-13 |
| S66 | Uniform Combined State Law Examination | 2024-01-08 |
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