Best Investors
Account
Sign in
Best Investors
Account
Sign in
Bend, OR • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2023-02-02 |
| TX | RA | APPROVED_RES | 2022-08-12 |
| OR | RA | APPROVED | 2009-04-14 |
Branch Locations
Washougal, WA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Lake Oswego | OR | 06/2004 | Present |
| Strategic Financial Partners, Ltd | Portland | OR | 09/2008 | Present |
1. 06/17/2004 - Non-Variable Insurance - INV REL - INSURANCE - At Reported Business Location(s) 2. 06/09/2004 - THE STRATEGIC ALLIANCE - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) 3. 10/14/2005 - THE STRATEGIC ALLIANCE, INC - Business Entity For Tax/Investment Purposes Only - President - Investment Related 4. 09/26/2009 - Strategic Financial Partners, LTD - INV REL - Registered Investment Advisor - 20% TIME SPENT - At Reported Business Location(s) 5. 04/30/2014 - KRJM, LLC - INV REL - Business Entity For Tax/Investment Purposes Only - 0% TIME SPENT 6. 12/26/2018 - Strategic Financial Partners, LTD - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 03/27/2009 - 20 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-05-06 |
| S63 | Uniform Securities Agent State Law Examination | 1990-09-15 |
Reach out to this advisor