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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-11-14 |
| CA | RA | APPROVED | 2007-02-01 |
Branch Locations
2033 N Main Street 9Th Floor [Nk/Nl-Rbo], Walnut Creek, CA 94596 • United States
1800 Solano Ave, Berkeley, CA 94707 • United States
2959 College Ave, Berkeley, CA 94705 • United States
4300 Macdonald Ave, Richmond, CA 94805 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Richmond | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Richmond | CA | 11/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-10-24 |
| S63 | Uniform Securities Agent State Law Examination | 1990-08-30 |
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