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601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2023-11-09 |
| FL | RA | APPROVED | 2013-02-28 |
Branch Locations
601 Office Center Drive Suite 300, Fort Washington, PA 19034 • United States
2876 Shaughnessy Drive, Wellington, FL 33414 • United States
Lakemont, GA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Legend Equities Corporation | Palm Beach Gardens | FL | 01/1994 | Present |
PALM BEACH LIQUIDATORS, INC. POSITION: Secretary and Treasurer NATURE: Real Estate liquidation INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/29/2016 ADDRESS: 3920 RCA Boulevard, Suite 2001, Palm Beach Gardens FL 33410, United States DESCRIPTION: Oversee Logistics on an as needed basis / not active at this time INSURANCE POSITION: Insurance Agent NATURE: Term Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/1989 ADDRESS: 2876 Shaughnessy Drive, Wellington FL 33414, United States DESCRIPTION: Assessing insurable interest and needs of client, then finding and placing appropriate insurance. PINNACLE FINANCIAL ADVISORS POSITION: Owner, Agent NATURE: Financial Services/Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 130 SECURITIES TRADING HOURS: 130 START DATE: 01/01/2013 ADDRESS: 2876 Shaughnessy Drive, Wellington FL 33414, United States DESCRIPTION: Insurance sales and service. Also, DBA for Lincoln financial services business.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-03-28 |
| S63 | Uniform Securities Agent State Law Examination | 1990-09-25 |
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