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Current Employers
Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2023-11-09
FL RA APPROVED 2013-02-28
  • GA RA
    APPROVED
    Since 2023-11-09
  • FL RA
    APPROVED
    Since 2013-02-28

Branch Locations

601 Office Center Drive Suite 300, Fort Washington, PA 19034 • United States

2876 Shaughnessy Drive, Wellington, FL 33414 • United States

Lakemont, GA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Legend Equities Corporation Palm Beach Gardens FL 01/1994 Present
  • 01/1994 → Present
    Legend Equities Corporation
    Palm Beach Gardens, FL
Previous Registrations
  • 2011-05-11 → 2013-01-02
    Legend Advisory, Llc
    Palm Beach Gardens, FL
    Palm Beach Gardens, FL
Other Businesses

PALM BEACH LIQUIDATORS, INC. POSITION: Secretary and Treasurer NATURE: Real Estate liquidation INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/29/2016 ADDRESS: 3920 RCA Boulevard, Suite 2001, Palm Beach Gardens FL 33410, United States DESCRIPTION: Oversee Logistics on an as needed basis / not active at this time INSURANCE POSITION: Insurance Agent NATURE: Term Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/1989 ADDRESS: 2876 Shaughnessy Drive, Wellington FL 33414, United States DESCRIPTION: Assessing insurable interest and needs of client, then finding and placing appropriate insurance. PINNACLE FINANCIAL ADVISORS POSITION: Owner, Agent NATURE: Financial Services/Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 130 SECURITIES TRADING HOURS: 130 START DATE: 01/01/2013 ADDRESS: 2876 Shaughnessy Drive, Wellington FL 33414, United States DESCRIPTION: Insurance sales and service. Also, DBA for Lincoln financial services business.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-03-28
S63 Uniform Securities Agent State Law Examination 1990-09-25
  • S65 Uniform Investment Adviser Law Examination
    2011-03-28
  • S63 Uniform Securities Agent State Law Examination
    1990-09-25

View on SEC IAPD

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