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540 Madison Ave. 9Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2023-02-21 |
| SC | RA | APPROVED | 2023-02-21 |
| TX | RA | APPROVED | 2023-02-21 |
Branch Locations
540 Madison Ave. 9Th Floor, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Lebanon | NH | 01/2010 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
Dogleg Right Corp.; Golf equipment manufacturer; Discuss business operations and opportunities; one hour per month; not investment related; no compensation; 101 Business Pkwy Ste 100, McKinney TX, 75071. Stony Brook School; Committee member; Review Investment Endowment Fund allocation handled by Northern Trust and Review Investment allocation and listen to NT views of the market; investment related; one hour per month; no compensation; 1 Chapman Pkwy, Stony Brook NY, 11790.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-07-27 |
| S63 | Uniform Securities Agent State Law Examination | 1991-02-28 |
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