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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2023-08-10
TX RA APPROVED_RES 2023-08-10
  • MI RA
    APPROVED
    Since 2023-08-10
  • TX RA
    APPROVED_RES
    Since 2023-08-10

Branch Locations

20750 Civic Ctr Dr Ste 590, Southfield, MI 48076 • United States

Brighton, MI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services Inc St Paul MN 07/2016 08/2023
Minnesota Life Insurance Co St Paul MN 07/2016 08/2023
Wealth Strategies Financial Group Southfield MI 08/2016 Present
Cetera Wealth Services, Llc Southfield MI 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
Wealth Strategies Financial Group Southfield MI 08/2023 Present
  • 07/2016 → 08/2023
    Securian Financial Services Inc
    St Paul, MN
  • 07/2016 → 08/2023
    Minnesota Life Insurance Co
    St Paul, MN
  • 08/2016 → Present
    Wealth Strategies Financial Group
    Southfield, MI
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Southfield, MI
  • 08/2023 → Present
    Schaumburg, IL
  • 08/2023 → Present
    Wealth Strategies Financial Group
    Southfield , MI
Previous Registrations
  • 2016-08-08 → 2023-08-10
    Securian Financial Services, Inc.
    Southfield, MI
    Berkley, MI
    St Paul, MN
  • 2015-01-02 → 2016-07-25
    Msi Financial Services, Inc.
    Southfield, MI
    Southfield, MI
    Southfield, MI
  • 2010-09-03 → 2015-01-02
    New England Securities
    Southfield, MI
    Grand Rapids, MI
Other Businesses

1.WSFG FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 06/01/2016 ADDRESS: , Southfield MI , United States DESCRIPTION: Agent/Broker 2.BNI POSITION: Member NATURE: Networking group INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 5 START DATE: 08/01/2020 ADDRESS: 2139 Cole St, Birmingham MI 48009, United States DESCRIPTION: Not a business. A networking group to refer business back and forth among members. 3. NAME OF OTHER BUSINESS: RDL FINANCIAL INVESTMENT RELATED: NO ADDRESS: 7434 PINE VISTA DR, BRIGHTON MI 48116 NATURE OF BUSINESS: TAX & ACCOUNTING; START DATE: 4/15/2026 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: LLC CREATED FOR TAX PURPOSES 4. NAME OF OTHER BUSINESS: LAKE VILLAS AT PINE CREEK INVESTMENT RELATED: NO ADDRESS: C/O CUMMINGS PROPERTY MANAGEMENT, PO BOX 33767 DETROIT MI 48232 NATURE OF BUSINESS: BOARD START DATE: 4/15/2026 POSITION/TITLE/RELATIONSHIP: SECRETARY APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: TAKE NOTES AND POST ON WEBSITE OF BOARD MEETINGS. 5. NAME OF OTHER BUSINESS: WEALTH STRATEGIES FINANCIAL GROUP INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 8/14/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-07-16
S63 Uniform Securities Agent State Law Examination 1990-07-20
  • S65 Uniform Investment Adviser Law Examination
    2010-07-16
  • S63 Uniform Securities Agent State Law Examination
    1990-07-20
Other Names
  • Ross D Leonard
  • Ron D Leonard

View on SEC IAPD

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