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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2012-04-26
  • GA RA
    APPROVED
    Since 2012-04-26

Branch Locations

600 Northpark Town Center 1200 Abernathy Road Suite 1850, Atlanta, GA 30328 • United States

Alpharetta, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Atlanta GA 04/2012 Present
Previous Registrations
  • 2008-01-28 → 2012-04-12
    Morgan Keegan & Company, Llc
    Coral Gables, FL
Other Businesses

NicH Inversiones LLC / Company / to purchase real estate / Proprietor / owner

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-01-23
  • S66 Uniform Combined State Law Examination
    2008-01-23
Other Names
  • Maria Noelle Gonzalez
  • Noelle Noelle Gonzalez
  • Noelle Gonzalez
  • Maria Noelle Gonzalez

View on SEC IAPD

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