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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-02-13
WA RA APPROVED 2026-02-13
  • TX RA
    APPROVED_RES
    Since 2026-02-13
  • WA RA
    APPROVED
    Since 2026-02-13

Branch Locations

13830 Ne 20Th Ave, Bellevue, WA 98005 • United States

132 Kirkland Ave, Kirkland, WA 98033 • United States

10800 Ne 8Th St, Bellevue, WA 98004 • United States

1128 156Th Ave Ne, Bellevue, WA 98007 • United States

10900 Ne 8Th St, Bellevue, WA 98004 • United States

Gig Harbor, WA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Investments, Inc. Bellevue WA 02/2010 02/2026
U.S. Bancorp Advisors, Llc Bellevue WA 02/2026 Present
Previous Registrations
  • 2010-02-03 → 2026-02-13
    Bellevue, WA
    Burien, WA
    Kirkland, WA
    Bellevue, WA
    Edmonds, WA
    Bellevue, WA
    Bellevue, WA
    Issaquah, WA
    Kirkland, WA
    Kirkland, WA
    Bellevue, WA
    Issaquah, WA
    Bellevue, WA
    Bellevue, WA
    Bellevue, WA
    Kirkland, WA
    Gig Harbor, WA
  • 2009-05-02 → 2010-02-03
    Chase Investment Services Corp.
    Woodinville, WA
    Kirkland, WA
    Edmonds, WA
  • 2006-09-14 → 2009-05-02
    Wamu Investments, Inc.
    Stanwood, WA
    Woodinville, WA
    Kirkland, WA
    Edmonds, WA
    Edmonds, WA
    Lynnwood, WA
    Lynnwood, WA
Other Businesses

O'Sullivan Family LLC; investment-related; Walla Walla, WA; commercial real estate; Managing Member; 7/9/2021; 4 hours/month; 0 hours/trading; review monthly reports provided by property manager and visit the property.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-09-11
S63 Uniform Securities Agent State Law Examination 1990-07-02
  • S66 Uniform Combined State Law Examination
    2006-09-11
  • S63 Uniform Securities Agent State Law Examination
    1990-07-02
Other Names
  • Susan Elizabeth Roberts
  • Susan Elizabeth O'SUllivan
  • Susan Grosshans

View on SEC IAPD

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