Anthony J Bagonis

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2019-01-05

PA RA
APPROVED

Since 2019-01-05

Branch Locations

Chalfont, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Asset Financial Services	Warrington	PA	12/2012	Present
Signator Investors, Inc.	Warrington	PA	05/2016	11/2018
Royal Alliance Associates, Inc.	Warrington	PA	11/2018	Present

12/2012 → Present

Asset Financial Services

Warrington, PA
05/2016 → 11/2018

Signator Investors, Inc.

Warrington, PA
11/2018 → Present

Royal Alliance Associates, Inc.

Warrington, PA

Other Businesses

1. ANTHONY JOHN BAGONIS JR. POSITION: Notary Public NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/12/2019 ADDRESS: 1397 Upper State Road, Chalfont PA 18914, United States DESCRIPTION: I am commissioned by the State of Pennsylvania to perform as a Notary Public. 2. ASSET FINANCIAL SERVICES POSITION: Administrator NATURE: It is a sole-proprietorship and it is our branch business name. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 12/01/2012 ADDRESS: 1397 Upper State Road, Chalfont PA 18914, United States DESCRIPTION: Administrative duties, paperwork

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-10-05
S63	Uniform Securities Agent State Law Examination	2012-12-19

S65 Uniform Investment Adviser Law Examination

2018-10-05
S63 Uniform Securities Agent State Law Examination

2012-12-19

Other Names

Anthony J Bagonis
Anthony J Bagonis
Anthony John Bagonis

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