Brian Patrick Kearon

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2018-06-22
PA	RA	APPROVED	2011-02-08

TX RA
APPROVED_RES

Since 2018-06-22
PA RA
APPROVED

Since 2011-02-08

Branch Locations

899 Cassatt Road Suite 100, Berwyn, PA 19312 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Berwyn	PA	06/2009	Present

06/2009 → Present

Morgan Stanley Smith Barney Llc

Berwyn, PA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-05-03
S63	Uniform Securities Agent State Law Examination	1990-09-24

S65 Uniform Investment Adviser Law Examination

2001-05-03
S63 Uniform Securities Agent State Law Examination

1990-09-24

View on SEC IAPD

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Other Investors

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JONATHAN D SMITH

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Other Offices

ELLIS INVESTMENT PARTNERS, LLC · BERWYN, PA

GREAT VALLEY ADVISOR GROUP, LLC · Berwyn, PA

GREAT VALLEY ADVISOR GROUP, LLC · Berwyn, PA

CREATIVE PLANNING · Berwyn, PA

CREATIVE PLANNING · Berwyn, PA

CREATIVE PLANNING · Berwyn, PA

TRINITY WEALTH MANAGEMENT, LLC · BERWYN, PA

PRINCIPAL SECURITIES, INC. · BERWYN, PA

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