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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-09-05 |
| FL | RA | APPROVED | 2025-08-15 |
Branch Locations
2555 Enterprise Rd Ste 4, Clearwater, FL 33763 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cooney Financial Inc | Clearwater | FL | 02/1997 | Present |
| Avantax Investment Services, Inc. | Clearwater | FL | 06/2015 | 09/2025 |
| Avantax Insurance Agency, Llc | Clearwater | FL | 06/2015 | 09/2025 |
| Deborah And Scott Cooney | Clearwater | FL | 09/2013 | Present |
| Avantax Advisory Services | Clearwater | FL | 07/2016 | 09/2025 |
| Dac Medical Llc | Clearwater | FL | 06/2019 | 06/2021 |
| Mulberry Sdc Llc | Clearwater | FL | 06/2019 | Present |
| Lips Medical Associates Llc | Dunedin | FL | 07/2019 | 11/2019 |
| Cooney Financial Inc | Clearwater | FL | 02/1997 | Present |
| Cetera Investment Advisers, Llc | Schaumburg | IL | 08/2025 | Present |
| Cetera Wealth Services, Llc | Clearwater | FL | 09/2025 | Present |
| Cetera Investment Advisers Llc | Clearwater | FL | 09/2025 | Present |
1) DEBORAH AND SCOTT COONEY POSITION: Owner NATURE: Rental Property- Office INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 09/01/2013 ADDRESS: 2555 ENTERPRISE RD, Suite 4, CLEARWATER, FL FL 33763, United States DESCRIPTION: Rental office Property owned personally rented to Owner's Business 2) DEBORAH AND SCOTT COONEY DBA COONEY EXECUTIVE SUITES POSITION: Owner NATURE: Rental Property- Office INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 09/01/2013 ADDRESS: 2555 ENTERPRISE RD, Suite 4, CLEARWATER, FL FL 33763, United States DESCRIPTION: Rental office Property owned personally rented to Owner's Business 3) DBA COONEY FINANCIAL SERVICES - NOT REALLY USING THE NAME JUST A REDIRECTED URL POSITION: Ex-Owner of DBA NATURE: Was using as a Marketing Name for my Financial/Insurance Business. Not really using now because the DBA has expired but the URL is now on auto redirect to Cooneyfinancial.com INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/07/2015 ADDRESS: 2555 ENTERPRISE RD, Suite 4, Clearwater FL 33763, United States DESCRIPTION: Cooney Financial Services- Not using. Just URL Redirect. 4) MULBERRY SDC LLC POSITION: Owner NATURE: This entity was set up to owner rental property. It currently does not own any property. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/30/2019 ADDRESS: 307 Lakeview Drive, Tarpon Springs FL 34689, United States DESCRIPTION: This LLC is Jointly owned by my husband and I. He will be doing the majority of the work in regards to this property 5) COONEY FINANCIAL INC POSITION: Owner/Sole Proprietor- Turned President NATURE: Accounting Services/Tax Preparation/ Financial(for Advertising Purposes) INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 60 START DATE: 02/28/1997 ADDRESS: 2555 Enterprise Rd, Ste 4, Clearwater FL 33763, United States DESCRIPTION: Owner/President, Oversee everything and final sign off.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-06-23 |
| S63 | Uniform Securities Agent State Law Examination | 1990-11-30 |
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