Allan Michael Pelkonen

Current Employers

Pelkonen And Associates Llc

425 Broadhollow Road Suite 112, Melville, NY 11747 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-03-03
TX	RA	APPROVED	2020-09-25

NY RA
APPROVED

Since 2021-03-03
TX RA
APPROVED

Since 2020-09-25

Branch Locations

425 Broadhollow Road Suite 112, Melville, NY 11747 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Melville	NY	09/2005	03/2020
Pelkonen And Associates	Melville	NY	03/2020	Present

09/2005 → 03/2020

Ameriprise Financial Services, Inc.

Melville, NY
03/2020 → Present

Pelkonen And Associates

Melville, NY

Previous Registrations

2006-10-03 → 2020-04-06

Ameriprise Financial Services, Llc

Melville, NY

Melville, NY

Other Businesses

Fixed Insurance Sales. Not investment related. Address: 425 Broadhollow Road, Suite 112, Melville, NY 11747. 2 hours per week

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-03-08
S63	Uniform Securities Agent State Law Examination	1990-07-27

S65 Uniform Investment Adviser Law Examination

1996-03-08
S63 Uniform Securities Agent State Law Examination

1990-07-27

Designations

View on SEC IAPD