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3323 Ne 163Rd St Suite 402, North Miami Beach, FL 33160 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-10-18 |
| CA | RA | APPROVED | 2023-10-16 |
Branch Locations
Newport Beach, CA • United States
3323 Ne 163Rd St Suite 402, North Miami Beach, FL 33160 • United States
Newport Beach, CA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-11-21 |
| CA | RA | APPROVED | 2018-03-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mht Midspan Securities, Lp | Dallas | TX | 01/2015 | 10/2016 |
| Williams Capital Advisors, Llc | Palo Alto | CA | 05/2011 | 12/2018 |
| Wca Securities, Llc | Palo Alto | CA | 08/2015 | 12/2018 |
| Hathaway Capital Management Llc | Newport Beach | CA | 01/2018 | Present |
| Path Capital Management, Llc | Miami | FL | 04/2023 | Present |
| Innovative Construction Solutions, Inc. | Newport Beach | CA | 11/2019 | 01/2021 |
| Legacy Wealth Advisors, Llc | Miami | FL | 10/2023 | Present |
| Hightower Advisors, Llc Dba Legacy Wealth Advisors | Miami | FL | 04/2019 | 09/2023 |
| Lcp, Llc | Miami | FL | 04/2019 | 03/2024 |
| Path Capital Partners, Llc | Miami | FL | 03/2025 | Present |
| Pcp Equity I Gp, Llc | Miami | FL | 03/2025 | Present |
| Hathaway Capital Partners I, Llc | Newport Beach | CA | 08/2018 | Present |
1) Hathaway Capital Management, LLC, 1990 Port Edward Cir., Newport Beach, CA 92660. Owner. January 2018. Private Funds Manager. Approx. 2-4 Hrs/Week. Partner and Investment Professional. 2) Hathaway Capital Partners I, LLC, 1990 Port Edward Cir., Newport Beach, CA 92660. Owner. August 2018. Manager. Approx. 1 Hr/Week. Partner and Investment Professional. 3.) Path Capital Management, LLC; Inv-related: yes; Located: 801 Brickell Ave., Suite 2500, Miami, FL 33131; Nature of Business: General Partner for a pooled investment vehicle; Title/Position: Partner. Starting: April 2023; Approximately 2 hours per month. Duties include managing the investment and operations of PVP Ventures Fund 1, a pooled investment vehicle, as one of the controlling members of the General Partner. 4.) Path Capital Partners, LLC and PCP Equity I GP, LLC; Inv-related: yes; Located: 801 Brickell Ave., Suite 2500, Miami, FL 33131; Nature of Business: General Partner for a pooled investment vehicle; Title/Position: Partner. Starting: March 2025; Approximately 40-50 hours per month. Duties include managing the investment and operations of PVP Ventures Fund 1, a pooled investment vehicle, as one of the controlling members of the General Partner. 5.) Legacy Wealth Advisors, LLC; Inv-related: yes; Located: 801 Brickell Ave., Suite 2500, Miami, FL 33131; Nature of Business: Registered Investment Advisor; Title/Position: Chief Investment Officer / Investment Advisor Representative. Starting: October 2023; Approximately 80 hours per month. Duties include evaluating private and public investment opportunities across all stages and sectors, including direct investments into private companies as well as institutional fund opportunities, such as private equity, venture capital, hedge funds, and structured products. Provide strategic guidance related to investment decision-making on behalf of the families
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-03-10 |
| S63 | Uniform Securities Agent State Law Examination | 2015-03-17 |
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