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Current Employers
Legacy Wealth Advisors, Llc

3323 Ne 163Rd St Suite 402, North Miami Beach, FL 33160 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-10-18
CA RA APPROVED 2023-10-16
  • FL RA
    APPROVED
    Since 2023-10-18
  • CA RA
    APPROVED
    Since 2023-10-16

Branch Locations

Newport Beach, CA • United States

3323 Ne 163Rd St Suite 402, North Miami Beach, FL 33160 • United States

Hathaway Capital Management, Llc

Newport Beach, CA • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-11-21
CA RA APPROVED 2018-03-14
  • TX RA
    APPROVED_RES
    Since 2018-11-21
  • CA RA
    APPROVED
    Since 2018-03-14

Branch Locations

Newport Beach, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mht Midspan Securities, Lp Dallas TX 01/2015 10/2016
Williams Capital Advisors, Llc Palo Alto CA 05/2011 12/2018
Wca Securities, Llc Palo Alto CA 08/2015 12/2018
Hathaway Capital Management Llc Newport Beach CA 01/2018 Present
Path Capital Management, Llc Miami FL 04/2023 Present
Innovative Construction Solutions, Inc. Newport Beach CA 11/2019 01/2021
Legacy Wealth Advisors, Llc Miami FL 10/2023 Present
Hightower Advisors, Llc Dba Legacy Wealth Advisors Miami FL 04/2019 09/2023
Lcp, Llc Miami FL 04/2019 03/2024
Path Capital Partners, Llc Miami FL 03/2025 Present
Pcp Equity I Gp, Llc Miami FL 03/2025 Present
Hathaway Capital Partners I, Llc Newport Beach CA 08/2018 Present
  • 01/2015 → 10/2016
    Mht Midspan Securities, Lp
    Dallas, TX
  • 05/2011 → 12/2018
    Williams Capital Advisors, Llc
    Palo Alto, CA
  • 08/2015 → 12/2018
    Wca Securities, Llc
    Palo Alto, CA
  • 01/2018 → Present
    Newport Beach, CA
  • 04/2023 → Present
    Path Capital Management, Llc
    Miami, FL
  • 11/2019 → 01/2021
    Innovative Construction Solutions, Inc.
    Newport Beach, CA
  • 10/2023 → Present
    Miami, FL
  • 04/2019 → 09/2023
    Hightower Advisors, Llc Dba Legacy Wealth Advisors
    Miami, FL
  • 04/2019 → 03/2024
    Lcp, Llc
    Miami, FL
  • 03/2025 → Present
    Path Capital Partners, Llc
    Miami, FL
  • 03/2025 → Present
    Pcp Equity I Gp, Llc
    Miami, FL
  • 08/2018 → Present
    Hathaway Capital Partners I, Llc
    Newport Beach, CA
Previous Registrations
  • 2011-05-23 → 2013-12-31
    Hathaway & Co.
    Pasadena, CA
Other Businesses

1) Hathaway Capital Management, LLC, 1990 Port Edward Cir., Newport Beach, CA 92660. Owner. January 2018. Private Funds Manager. Approx. 2-4 Hrs/Week. Partner and Investment Professional. 2) Hathaway Capital Partners I, LLC, 1990 Port Edward Cir., Newport Beach, CA 92660. Owner. August 2018. Manager. Approx. 1 Hr/Week. Partner and Investment Professional. 3.) Path Capital Management, LLC; Inv-related: yes; Located: 801 Brickell Ave., Suite 2500, Miami, FL 33131; Nature of Business: General Partner for a pooled investment vehicle; Title/Position: Partner. Starting: April 2023; Approximately 2 hours per month. Duties include managing the investment and operations of PVP Ventures Fund 1, a pooled investment vehicle, as one of the controlling members of the General Partner. 4.) Path Capital Partners, LLC and PCP Equity I GP, LLC; Inv-related: yes; Located: 801 Brickell Ave., Suite 2500, Miami, FL 33131; Nature of Business: General Partner for a pooled investment vehicle; Title/Position: Partner. Starting: March 2025; Approximately 40-50 hours per month. Duties include managing the investment and operations of PVP Ventures Fund 1, a pooled investment vehicle, as one of the controlling members of the General Partner. 5.) Legacy Wealth Advisors, LLC; Inv-related: yes; Located: 801 Brickell Ave., Suite 2500, Miami, FL 33131; Nature of Business: Registered Investment Advisor; Title/Position: Chief Investment Officer / Investment Advisor Representative. Starting: October 2023; Approximately 80 hours per month. Duties include evaluating private and public investment opportunities across all stages and sectors, including direct investments into private companies as well as institutional fund opportunities, such as private equity, venture capital, hedge funds, and structured products. Provide strategic guidance related to investment decision-making on behalf of the families

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-03-10
S63 Uniform Securities Agent State Law Examination 2015-03-17
  • S65 Uniform Investment Adviser Law Examination
    2018-03-10
  • S63 Uniform Securities Agent State Law Examination
    2015-03-17

View on SEC IAPD

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