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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-12-22
SC RA APPROVED 2024-06-27
NJ RA APPROVED 2016-01-19
  • TX RA
    APPROVED_RES
    Since 2025-12-22
  • SC RA
    APPROVED
    Since 2024-06-27
  • NJ RA
    APPROVED
    Since 2016-01-19

Branch Locations

Pawley Island, SC • United States

111 Coleman Blvd Suite 403, Mt. Pleasant, SC 29464 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Bedminster NJ 01/2016 05/2026
Janney Montgomery Scott Llc Mt. Pleasant SC 05/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-06-18
S63 Uniform Securities Agent State Law Examination 1990-08-02
  • S66 Uniform Combined State Law Examination
    2024-06-18
  • S63 Uniform Securities Agent State Law Examination
    1990-08-02
Other Names
  • Jim Routhier

View on SEC IAPD

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