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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2018-11-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signator Investors, Inc. | Bonner Springs | KS | 05/2016 | 11/2018 |
| Osaic Wealth, Inc. | Bonner Springs | KS | 11/2018 | Present |
1) RORY D. KUHN POSITION: Owner NATURE: Fixed Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2021 ADDRESS: 901 Lake Forest, Bonner Springs KS 66012, United States DESCRIPTION: Sales 2) RANDY MCQUEEN - REGISTERED ASSISTANT POSITION: Registered Assistant NATURE: Sole Proprietor INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 01/01/2023 ADDRESS: 901 Lake of the Frst, Bonner Springs KS 66012, United States DESCRIPTION: Receiving and placing unsolicited orders directly from clients, Relaying telephone orders and processing paperwork for orders solicited by non-courtesy representatives, Giving market quotations, Maintaining the required security transaction record, Responding to client account inquiries
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-01-29 |
| S63 | Uniform Securities Agent State Law Examination | 1990-07-02 |
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