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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-02-22 |
| CA | RA | APPROVED | 2017-11-29 |
Branch Locations
190 S. Orchard Ave Ste B240, Vacaville, CA 95688 • United States
Cedar Park, TX • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corp | Vacaville | CA | 05/2002 | 11/2017 |
| Lpl Financial Llc | Vacaville | CA | 11/2017 | Present |
1. 11/29/2017 - Financial Celebrations - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Owner; Oversees company hiring and operations; Providing loan products, home financial va brokerage sources - start date 2002 - 15% time spent per month. 2. 11/29/2017 - GTS Investment Advisory Inc - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-03-27 |
| S63 | Uniform Securities Agent State Law Examination | 1991-02-07 |
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