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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MS | RA | APPROVED | 2026-01-14 |
| TX | RA | APPROVED_RES | 2026-01-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Independent Advisors, Llc | Gulfport | MS | 03/2006 | 01/2026 |
| Lpl Financial Llc | Gulfport | MS | 01/2026 | Present |
1. 01/2026 - Sawyer Financial - Business Entity For Tax/Investment Purposes Only - Investment Related - 0 Hrs/Mth - 0 Hrs During Trading - Gulfport, MS 39501 - OBA Start Date: 05/02/2006 2. 01/2026 - Trinity Investment Services LLC - DBA for LPL Business (entity for LPL business) - Investment Related - 150 Hrs/Mth - 150 Hrs During Trading - At Reported Business Location(s) - OBA Start Date: 01/12/2026 3. 01/2026 - FINRA ARBITRATION - FINRA Arbitrator - Investment Related - 1 Hrs/Mth - 1 Hrs During - New York, NY 10006 - OBA Start Date: 06/23/2021
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-05-11 |
| S63 | Uniform Securities Agent State Law Examination | 1990-08-29 |
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