Syed Humayun Mahmud

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2006-10-03
MO	RA	APPROVED	1995-10-31

TX RA
APPROVED_RES

Since 2006-10-03
MO RA
APPROVED

Since 1995-10-31

Branch Locations

Chesterfield, MO • United States

16150 Main Circle Dr Ste 205, Chesterfield, MO 63017 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Chesterfield	MO	09/2005	03/2020
Ameriprise Financial Services, Llc	Chesterfield	MO	03/2020	Present

09/2005 → 03/2020

Ameriprise Financial Services, Inc.

Chesterfield, MO
03/2020 → Present

Ameriprise Financial Services, Llc

Chesterfield, MO

Other Businesses

Other Business Activities; Islamic Center of Greater St Louis; Serve on the Endowment Committee. Meet with other committee members to discuss investments. Grow the Endowment fund.; 517 Weidman Road, , St. Louis, MO, 63011; Investment-Related; 12/12/2024; 1 to 9 hours per month; 0 during trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-11-12
S63	Uniform Securities Agent State Law Examination	1990-08-21

S65 Uniform Investment Adviser Law Examination

2025-11-12
S63 Uniform Securities Agent State Law Examination

1990-08-21

Other Names

Syed Mahmud

View on SEC IAPD