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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-05-16 |
| MN | RA | APPROVED | 2025-05-05 |
Branch Locations
2 Carlson Parkway N Suite 320, Plymouth, MN 55447 • United States
100 South Fifth Street Suite 2300, Minneapolis, MN 55402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Company | Minnetonka | MN | 03/1990 | 05/2025 |
| Principal Securities Inc | Minnetonka | MN | 05/1990 | 05/2025 |
| Partners Financial Solutions | Minnetonka | MN | 09/2007 | 05/2025 |
| Piprude Financial | Minnetonka | MN | 01/2025 | 05/2025 |
| Mml Investors Services, Llc | Plymouth | MN | 05/2025 | Present |
| Massmutual Life Insurance Company | Plymouth | MN | 04/2025 | Present |
NAME: ROYA LLC INV REL: Y ADD: 2 CARLSON PKWY N, PLYMOUTH, MN 55447 NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 04/01/2015 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 5 DUTIES: LIFE, DISABILITY, LONG-TERM CARE, FIXED ANNUITIES, AND HEALTH.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-11-05 |
| S63 | Uniform Securities Agent State Law Examination | 1990-07-02 |
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