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Carlos Rodriguez

Broad Brook Financial

Chelmsford, MA

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Current Employers
Broad Brook Financial

Chelmsford, MA • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2018-01-02
  • MA RA
    APPROVED
    Since 2018-01-02

Branch Locations

Chelmsford, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors Broad Brook CT 09/2014 Present
  • 09/2014 → Present
    Voya Financial Advisors
    Broad Brook, CT
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2013-07-15
  • S63 Uniform Securities Agent State Law Examination
    2013-07-15
Designations
Other Names
  • Carlos Rodriguez
  • Carlos Rodriguez

View on SEC IAPD

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