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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2018-10-04 |
| TX | RA | APPROVED | 2015-11-16 |
| IL | RA | APPROVED | 2015-08-28 |
Branch Locations
3455 Peachtree Rd Ne, Atlanta, GA 30326 • United States
101 Derby St, Hingham, MA 02043 • United States
Duxbury, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chicago | IL | 07/2015 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-08-12 |
| S63 | Uniform Securities Agent State Law Examination | 1990-06-21 |
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