Kim E. Isaacs Katz

Alliancebernstein L.P.

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Current Employers

Alliancebernstein L.P.

501 Commerce Street, Nashville, TN 37203 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-10-10
NY	RA	APPROVED	2021-05-07
FL	RA	APPROVED	2013-09-09

TX RA
APPROVED_RES

Since 2023-10-10
NY RA
APPROVED

Since 2021-05-07
FL RA
APPROVED

Since 2013-09-09

Branch Locations

New York, NY • United States

66 Hudson Boulevard East, New York, NY 10001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sanford C. Bernstein & Co., Inc.	New York	NY	06/1989	Present
Sanford C. Bernstein & Co., Llc	New York	NY	11/2000	Present

06/1989 → Present

Sanford C. Bernstein & Co., Inc.

New York, NY
11/2000 → Present

Sanford C. Bernstein & Co., Llc

New York, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-09-03
S63	Uniform Securities Agent State Law Examination	1990-07-23

S65 Uniform Investment Adviser Law Examination

1997-09-03
S63 Uniform Securities Agent State Law Examination

1990-07-23

Other Names

Kim E Isaacs
Kim E Katz

View on SEC IAPD

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