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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-11-22 |
| CA | RA | APPROVED | 2023-11-06 |
Branch Locations
1999 Harrison Street Suite 2200, Oakland, CA 94612 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Company | New York | NY | 12/2001 | 11/2022 |
| Nylife Securities Llc | New York | NY | 12/2001 | 11/2022 |
| Morgan Stanley | Oakland | CA | 04/2023 | Present |
| Fire Wings | Tracy | CA | 11/2022 | 12/2022 |
| Unemployed | Lathrop | CA | 12/2022 | 04/2023 |
*690591- Sams Club; Investment related: No; Lathrop, California; Retail/Online Stores; Employee (proprietor, partner, officer, director, employee, trustee, agent); 06/2026; During business hours: 0; After business hours: 64; Customer Service
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-11-06 |
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