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717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MT | RA | APPROVED | 2025-04-01 |
| NJ | RA | APPROVED | 2021-10-29 |
| NY | RA | APPROVED | 2021-10-28 |
| AR | RA | APPROVED | 2021-10-27 |
| CA | RA | APPROVED | 2021-10-27 |
| CO | RA | APPROVED | 2021-10-27 |
| FL | RA | APPROVED | 2012-02-13 |
| IL | RA | APPROVED | 2012-02-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Momentum Independent Network Inc. | Delray Beach | FL | 02/2012 | Present |
1) Friends of Neuman - President - volunteer group of dedicated individuals who commit their time, talent and financial support to assist the Catholic Campus Ministry - Boca Raton, FL - Start 3/06/2019 - 0 hrs per mo during business hrs & 4 hrs during non-business hrs. Delray Beach FL 33445 - No conflicts of interest.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1995-12-06 |
| S65 | Uniform Investment Adviser Law Examination | 1995-12-06 |
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