Kenneth Tod Mason

Current Employers

Mason & Associates, Llc

2 Bayport Way Suite 110, Newport News, VA 23606 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2020-09-04
VA	RA	APPROVED	2020-09-04

TX RA
APPROVED

Since 2020-09-04
VA RA
APPROVED

Since 2020-09-04

Branch Locations

2 Bayport Way Suite 110, Newport News, VA 23606 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Centaurus Financial, Inc.	Anaheim	CA	08/2003	10/2020
Mason & Associates, Llc	Newport News	VA	01/2010	Present

08/2003 → 10/2020

Centaurus Financial, Inc.

Anaheim, CA
01/2010 → Present

Mason & Associates, Llc

Newport News, VA

Previous Registrations

2004-03-16 → 2020-10-01

Centaurus Financial, Inc.

Newport News, VA

Newport News, VA
2001-06-13 → 2003-08-26

Equitable Advisors, Llc

Hampton, VA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-04-04
S63	Uniform Securities Agent State Law Examination	1993-02-19

S65 Uniform Investment Adviser Law Examination

2000-04-04
S63 Uniform Securities Agent State Law Examination

1993-02-19

Other Names

Kenneth T Mason

View on SEC IAPD