Best Investors
Account
Sign in
Best Investors
Account
Sign in
2 North Nevada Ave Suite 1300, Colorado Springs, CO 80903-1626 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-04-18 |
Branch Locations
2181 E. Warner Rd Suite 101, Tempe, AZ 85284 • United States
2 North Nevada Ave Suite 1300, Colorado Springs, CO 80903-1626 • United States
2181 E. Warner Road Suite 101, Tempe, AZ 85284 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2003-06-24 |
Branch Locations
2181 E. Warner Road Suite 101, Tempe, AZ 85284 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Allied Securities, Inc. | San Diego | CA | 06/2000 | 06/2017 |
| First Allied Advisory Services, Inc. | Chesterfield | MO | 07/2012 | 06/2017 |
| Petra Financial Advisors Inc | Tempe | AZ | 01/2023 | Present |
| Pfaffmann Financial Inc Dba Rubicon Financial Network | Tempe | AZ | 02/1996 | Present |
1. John Pfaffmann is dually-registered as an Investment Advisor Representative with Pfaffmann Financial Inc dba Rubicon Financial Network (Since 02/1996), Petra Financial Advisors Inc (01/2023). 90% of Mr. Pfaffman's time is devoted to activities as an Investment Advisor Representative with Petra Financial Advisors Inc and the remainder as an IAR of Pfaffmann Financial Inc dba Rubicon Financial Network. Pfaffmann Financial Inc dba Rubicon Financial Network and Petra Financial Advisors Inc are not affiliated.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-02-10 |
| S63 | Uniform Securities Agent State Law Examination | 1990-07-10 |
Reach out to this advisor