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Kristin Mauger

Gien Capital Management LLC

Alpharetta, GA

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Current Employers
Gien Capital Management Llc

Alpharetta, GA • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-02-14
  • GA RA
    APPROVED
    Since 2025-02-14

Branch Locations

Alpharetta, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Alpharetta GA 07/2016 03/2023
Concourse Financial Group Advisors Alpharetta GA 03/2023 11/2024
Gien Capital Management Llc Alpharetta GA 01/2025 Present
  • 07/2016 → 03/2023
    Unemployed
    Alpharetta, GA
  • 03/2023 → 11/2024
    Concourse Financial Group Advisors
    Alpharetta, GA
  • 01/2025 → Present
    Gien Capital Management Llc
    Alpharetta, GA
Previous Registrations
  • 2024-01-11 → 2024-12-17
    Concourse Financial Group Securities, Inc.
    Alpharetta, GA
    Alpharetta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-09
  • S66 Uniform Combined State Law Examination
    2024-01-09
Other Names
  • Kristin Beth Mauger

View on SEC IAPD

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