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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-02-20 |
| NJ | RA | APPROVED | 2009-10-05 |
Branch Locations
50 Lake Center Executive Park 401 Route 73 N Ste 201, Marlton, NJ 08053-3425 • United States
Voorhees, NJ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Mount Laurel | NJ | 10/2009 | 03/2020 |
| Ameriprise Financial Services, Inc. | Mount Laurel | NJ | 10/2009 | 03/2020 |
| Ameriprise Financial Services, Llc | Mount Laurel | NJ | 03/2020 | Present |
Business Ownership; TLG Glenview LLC; ; Business is a franchise of The Little Gym.; 1368 Patriot Blvd. Glenview, IL 60026, ,; Investment-Related; 03/01/2009; 0 hours per month; 0 during trading hours / Digital Capture & Rewards Interactive, LLC; ; 1. DC&R provides a platform for people to provide micro-donations to charities and non-profits in exchange for coupons and rewards campaigns. The company becomes a conduit for these donors, non-profits and advertisers; ultimately linking and creating value for all three parties. Investors plan to make money through sponsorships, advertising and program fees.; 3886 Elmore Place Philadelphia, PA 19154, ,; Not Investment-Related; 10/20/2014; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Devereux; Advisory Board Member; 286 Mantua Grove Rd. Bldg. 4 West Deptford, NJ 08066, ,; ; 11/01/2013; 1 to 9 hours per month; 0 during trading hours / Voorhees Business Association; Treasurer; P.O. Box 349 Voorhees, NJ 08043, ,; Not Investment-Related; 06/05/2018; 10 to 19 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-10-06 |
| S63 | Uniform Securities Agent State Law Examination | 1990-08-07 |
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