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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-02-20
NJ RA APPROVED 2009-10-05
  • TX RA
    APPROVED_RES
    Since 2010-02-20
  • NJ RA
    APPROVED
    Since 2009-10-05

Branch Locations

50 Lake Center Executive Park 401 Route 73 N Ste 201, Marlton, NJ 08053-3425 • United States

Voorhees, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Mount Laurel NJ 10/2009 03/2020
Ameriprise Financial Services, Inc. Mount Laurel NJ 10/2009 03/2020
Ameriprise Financial Services, Llc Mount Laurel NJ 03/2020 Present
  • 10/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    Mount Laurel, NJ
  • 10/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    Mount Laurel, NJ
  • 03/2020 → Present
    Mount Laurel, NJ
Previous Registrations
  • 2003-07-09 → 2009-10-05
    Ameriprise Advisor Services, Inc.
    Mount Laurel, NJ
    Marlton, NJ
  • 2002-07-18 → 2003-07-09
    Philadelphia, PA
Other Businesses

Business Ownership; TLG Glenview LLC; ; Business is a franchise of The Little Gym.; 1368 Patriot Blvd. Glenview, IL 60026, ,; Investment-Related; 03/01/2009; 0 hours per month; 0 during trading hours / Digital Capture & Rewards Interactive, LLC; ; 1. DC&R provides a platform for people to provide micro-donations to charities and non-profits in exchange for coupons and rewards campaigns. The company becomes a conduit for these donors, non-profits and advertisers; ultimately linking and creating value for all three parties. Investors plan to make money through sponsorships, advertising and program fees.; 3886 Elmore Place Philadelphia, PA 19154, ,; Not Investment-Related; 10/20/2014; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Devereux; Advisory Board Member; 286 Mantua Grove Rd. Bldg. 4 West Deptford, NJ 08066, ,; ; 11/01/2013; 1 to 9 hours per month; 0 during trading hours / Voorhees Business Association; Treasurer; P.O. Box 349 Voorhees, NJ 08043, ,; Not Investment-Related; 06/05/2018; 10 to 19 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-10-06
S63 Uniform Securities Agent State Law Examination 1990-08-07
  • S65 Uniform Investment Adviser Law Examination
    2000-10-06
  • S63 Uniform Securities Agent State Law Examination
    1990-08-07

View on SEC IAPD

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