Gregory Keith Lowery

Stifel, Nicolaus & Company, Incorporated

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Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2020-06-22
TX	RA	APPROVED	2020-06-19

GA RA
APPROVED

Since 2020-06-22
TX RA
APPROVED

Since 2020-06-19

Branch Locations

3630 Peachtree Road Ne, 4Th Floor, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Atlanta	GA	12/2008	06/2020
Stifel, Nicolaus & Company, Incorporated(793)	Atlanto	GA	06/2020	Present

12/2008 → 06/2020

Ubs Financial Services Inc

Atlanta, GA
06/2020 → Present

Stifel, Nicolaus & Company, Incorporated(793)

Atlanto, GA

Previous Registrations

2009-03-06 → 2020-07-02

Ubs Financial Services Inc.

Atlanta, GA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2009-03-04
S63	Uniform Securities Agent State Law Examination	2003-01-27

S65 Uniform Investment Adviser Law Examination

2009-03-04
S63 Uniform Securities Agent State Law Examination

2003-01-27

View on SEC IAPD

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