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12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2015-02-09 |
Branch Locations
7825 Washington Avenue South Suite 410, Bloomington, MN 55439 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Carlton Investment Services Group, Llc. | Bloomington | MN | 10/2002 | Present |
| Trademark Financial Mgt., Llc | Edina | MN | 06/2000 | Present |
| Independent Financial Group, Llc | Bloomington | MN | 09/2013 | Present |
(1) CARLTON INVESTMENT SERVICES GROUP, LLC POSITION: Agent/Representative NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 880 SECURITIES TRADING HOURS: 880 START DATE: 01/01/1990 ADDRESS: 7825 Washington Avenue South, Suite 410, Bloomington MN 55439, United States DESCRIPTION: (1) 100% OWNER OF DBA CARLTON INVESTMENT SERVICES GROUP, LLC OFFERING INSURANCES SALES INCLUDING LIFE, HEALTH, AND LTC SINCE 1990. NON-INVESTMENT RELATED. APPROXIMATELY 100% TIME SPENT ON ACTIVITY. BUSINESS CONDUCTED AT OFFICE ADDRESS OF RECORD.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-08-30 |
| S63 | Uniform Securities Agent State Law Examination | 1990-05-21 |
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