Ferdinand Perez Pernia

Current Employers

Employment History

• 11/2015 → Present
  Lpl Financial Llc
  Roseville, CA
• 11/2015 → 09/2016
  Independent Financial Partners
  Fremont, CA
• 07/2016 → 06/2017
  Pfg Advisors
  Fremont, CA
• 05/2017 → 05/2019
  Independent Financial Partners
  Fremont, CA
• 05/2019 → 06/2023
  Wealthcare Advisory Partners, Llc (Dba: Private Wealth Advisors)
  Roseville, CA

Previous Registrations

• 2019-05-13 → 2023-06-15
  Wealthcare Advisory Partners Llc
  West Chester, PA
  Roseville, CA
• 2017-05-11 → 2019-05-02
  Independent Financial Partners
  Fremont, CA
• 2016-07-15 → 2017-07-24
  Pfg Advisors
  Freemont, CA
  Phoenix, AZ
• 2015-11-30 → 2016-09-08
  Independent Financial Partners
  Fremont, CA
• 2015-09-21 → 2015-12-02
  Wells Fargo Clearing Services, Llc
  Walnut Creek, CA
  Dublin, CA
• 2010-08-06 → 2015-10-05
  Lpl Financial Llc
  Fremont, CA
  Fremont, CA
  San Diego, CA
  Sacramento, CA
  Fremont, CA
• 2009-05-02 → 2010-08-09
  Chase Investment Services Corp.
  Mountain View, CA
• 2008-09-25 → 2009-05-02
  Wamu Investments, Inc.
  Mountain View, CA
• 2007-08-16 → 2008-09-29
  Ubs International Inc.
  San Francisco, CA
• 2003-11-05 → 2007-08-17
  Banc Of America Investment Services, Inc.
  Fremont, CA
  San Jose, CA
  Fremont, CA
• 2003-07-01 → 2003-10-29
  Wells Fargo Investments, Llc
  Fremont, CA
• 1998-05-12 → 2003-06-19
  Banc Of America Investment Services, Inc.
  San Jose, CA

Other Businesses

1. 2/1/2016 - Private Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/01/2016 - 160 Hours Per Month/6 Hours During Securities Trading. 2. 2/3/2016 - Private Wealth Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 02/01/2016 - 160 Hours Per Month/6 Hours During Securities Trading. 3. 6/6/2017 - UNIFY Investments & Insurance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 05/10/2017 - 80 Hours Per Month During Securities Trading. 4. 7/14/2017 - Unify Investments and Insurance - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 06/01/2017 - 40 Hours Per Month During Securities Trading. 5. 6/13/2019 - Wealthcare Advisory Partners, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 04/30/2019 - 160 Hours Per Month/6 Hours During Securities Trading - I provide investment advisory services through Wealthcare Advisory Partners, LLC, an independent investment advisor firm. I started this business activity in 04/2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 05/26/2022 - Unify Investment Solutions - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Financial advisor - Start Date - 01/01/2022 - 20 Hours Per Month/ 20 Hours During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-12-15
• S63 Uniform Securities Agent State Law Examination
  1991-07-10

Other Names

• Ferdinand Noel Perez Pernia
• Ferdie Pernia