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Wendy Susan Barasch

Alliancebernstein L.P.

New York, NY

New York, NY

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Current Employers
Alliancebernstein L.P.

501 Commerce Street, Nashville, TN 37203 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-10-04
NY RA APPROVED 2021-05-07
FL RA APPROVED 2019-09-27
  • TX RA
    APPROVED_RES
    Since 2023-10-04
  • NY RA
    APPROVED
    Since 2021-05-07
  • FL RA
    APPROVED
    Since 2019-09-27

Branch Locations

New York, NY • United States

66 Hudson Boulevard East, New York, NY 10001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sanford C. Bernstein & Co., Llc New York NY 01/2015 Present
  • 01/2015 → Present
    Sanford C. Bernstein & Co., Llc
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-01-24
S65 Uniform Investment Adviser Law Examination 1992-04-03
S63 Uniform Securities Agent State Law Examination 1990-08-28
  • S66 Uniform Combined State Law Examination
    2015-01-24
  • S65 Uniform Investment Adviser Law Examination
    1992-04-03
  • S63 Uniform Securities Agent State Law Examination
    1990-08-28

View on SEC IAPD

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