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Current Employers
Thompson Davis & Co., Inc.

9030 Stony Point Pkwy, Ste 100, Richmond, VA 23235 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2020-12-15
FL RA APPROVED 2007-10-17
VA RA APPROVED 2007-02-09
  • NC RA
    APPROVED
    Since 2020-12-15
  • FL RA
    APPROVED
    Since 2007-10-17
  • VA RA
    APPROVED
    Since 2007-02-09

Branch Locations

9030 Stony Point Pkwy, Ste 100, Richmond, VA 23235 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thompson Davis & Co., Inc. Richmond VA 07/2002 Present
Previous Registrations
Other Businesses

MANAGING PARTNER OF SEVEN HILLS CAPITAL MANAGEMENT, LLC, WHICH ACTS AS THE MANAGING PARTNER FOR SEVEN HILLS CAPITAL PARTNERS LP, A PRIVATE FUND ORGANIZED 01/04/2010 FOR INVESTMENT PURPOSES LOCATED AT 9030 STONY POINT PARKWAY, SUITE 100, RICHMOND, VA 23235. THOMPSON DAVIS ASSET MANAGEMENT SERVES AS THE INVESTMENT MANAGER FOR SEVEN HILLS CAPITAL PARTNERS LP. THE EMPLOYEE WILL ACT AS THE INVESTMENT ADVISER DURING NORMAL BUSINESS HOURS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-06
S65 Uniform Investment Adviser Law Examination 1992-10-16
S63 Uniform Securities Agent State Law Examination 1990-07-11
  • S66 Uniform Combined State Law Examination
    2006-12-06
  • S65 Uniform Investment Adviser Law Examination
    1992-10-16
  • S63 Uniform Securities Agent State Law Examination
    1990-07-11
Other Names
  • Bill Davis
  • Dale Davis Davis

View on SEC IAPD

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