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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 1990-06-08
  • TX RA
    APPROVED
    Since 1990-06-08

Branch Locations

Austin, TX • United States

Austin, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Austin TX 09/2005 03/2020
Ameriprise Financial Services, Llc Austin TX 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 1107 Lipan Trail, , Austin, TX, 78733; Investment-Related; 10/08/2015 / Single Family; 10010 Lake Ridge Drive, , Austin, TX, 78733; Investment-Related; 11/04/2011 / Single Family; 1501 Lancer Lane, , Austin, TX, 78733; Investment-Related; 10/08/2015 / Single Family; 17 Blueberry Point Road, , Raymond, ME, 04071; Investment-Related; 02/02/2026.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-05-30
  • S63 Uniform Securities Agent State Law Examination
    1990-05-30

View on SEC IAPD

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