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Current Employers
Delta Investment Management, Llc

708 Montgomery Street, San Francisco, CA 94111 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-04-09
  • CA RA
    APPROVED
    Since 2024-04-09

Branch Locations

West Sacramento, CA • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Fremont CA 10/2012 05/2021
Perigon Wealth Management, Llc San Francisco CA 06/2021 03/2024
Delta Investment Management, Llc San Francisco CA 02/2024 Present
Previous Registrations
  • 2021-07-08 → 2024-03-28
    San Francisco, CA
    San Francisco, CA
    Pinellas Park, FL
    San Francisco, CA
    West Sacramento, CA
  • 2012-10-01 → 2021-05-21
    San Jose, CA
    Oakland, CA
    Oakland, CA
    Union City, CA
    Alameda, CA
    Livermore, CA
    Livermore, CA
    Oakland, CA
    San Jose, CA
    Fremont, CA
    Pleasanton, CA
    Alameda, CA
    San Jose, CA
    San Jose, CA
    Dublin, CA
    Oakland, CA
    Oakland, CA
    Pleasanton, CA
    Union City, CA
    Hayward, CA
    San Jose, CA
    San Lorenzo, CA
    Fremont, CA
    Livermore, CA
    Hayward, CA
    Hayward, CA
    Oakland, CA
    Hayward, CA
    San Ramon, CA
    San Leandro, CA
    San Jose, CA
    Fremont, CA
    Milpitas, CA
    Dublin, CA
    Castro Valley, CA
    San Leandro, CA
    San Jose, CA
    San Jose, CA
    San Jose, CA
    San Jose, CA
    Milpitas, CA
    Fremont, CA
    San Jose, CA
    San Jose, CA
    Fremont, CA
    Fremont, CA
    Newark, CA
    Pleasanton, CA
    Milpitas, CA
    Fremont, CA
  • 2005-07-06 → 2012-10-01
    Chase Investment Services Corp.
    Oakland, CA
    San Jose, CA
    Bellaire, OH
    Manteca, CA
    Manteca, CA
    Riverbank, CA
    Newark, CA
    Fremont, CA
    Stockton, CA
    Stockton, CA
    Tracy, CA
    Manteca, CA
    Fremont, CA
    San Jose, CA
    San Jose, CA
    San Jose, CA
    Fremont, CA
    Fremont, CA
    Santa Clara, CA
    Lodi, CA
    Modesto, CA
    Merced, CA
    Los Banos, CA
    Atwater, CA
    Merced, CA
    Stockton, CA
    Stockton, CA
    Modesto, CA
    Modesto, CA
    Modesto, CA
    Turlock, CA
    Turlock, CA
    Fremont, CA
    Lathrop, CA
    Santa Clara, CA
    Milpitas, CA
    San Jose, CA
    Modesto, CA
    Stockton, CA
    Tracy, CA
    Oakdale, CA
    San Jose, CA
    Tracy, CA
    San Jose, CA
    Pleasanton, CA
    Manteca, CA
    Merced, CA
    Los Banos, CA
    Turlock, CA
    Modesto, CA
    Santa Clara, CA
    San Jose, CA
    Oakdale, CA
    Modesto, CA
    Modesto, CA
    Milpitas, CA
    San Jose, CA
    Turlock, CA
    Milpitas, CA
    Tracy, CA
    Modesto, CA
    Modesto, CA
    Stockton, CA
    Lodi, CA
    Manteca, CA
    Stockton, CA
    Stockton, CA
    Lathrop, CA
    Tracy, CA
    Fremont, CA
    Fremont, CA
    Newark, CA
    San Jose, CA
    Stockton, CA
    Santa Clara, CA
    San Jose, CA
    Shadyside, OH
    Wheeling, WV
    Modesto, CA
    Fremont, CA
    Chicago, IL
    Tracy, CA
    Fremont, CA
    Manteca, CA
    Atwater, CA
    Fremont, CA
    Riverbank, CA
    Stockton, CA
    Merced, CA
    San Jose, CA
    Fremont, CA
    San Jose, CA
    San Jose, CA
    San Leandro, CA
    Castro Valley, CA
    Dublin, CA
    Milpitas, CA
    Fremont, CA
    San Jose, CA
    San Leandro, CA
    San Ramon, CA
    Hayward, CA
    Oakland, CA
    Hayward, CA
    Hayward, CA
    Livermore, CA
    Fremont, CA
    San Lorenzo, CA
    San Jose, CA
    Hayward, CA
    Union City, CA
    Pleasanton, CA
    Oakland, CA
    Oakland, CA
    Dublin, CA
    San Jose, CA
    San Jose, CA
    Alameda, CA
    Pleasanton, CA
    Fremont, CA
    San Jose, CA
    Oakland, CA
    Livermore, CA
    Livermore, CA
    Alameda, CA
    Union City, CA
    Oakland, CA
  • 2004-11-15 → 2005-07-06
    Banc One Securities Corporation
    Bellaire, OH
  • 2004-01-01 → 2004-05-18
    Pittsburgh, PA
  • 2003-06-09 → 2004-01-01
    J.J.B. Hilliard, W.L. Lyons, Llc
    Pittsburgh, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-12-14
S63 Uniform Securities Agent State Law Examination 1990-07-20
  • S65 Uniform Investment Adviser Law Examination
    1998-12-14
  • S63 Uniform Securities Agent State Law Examination
    1990-07-20
Other Names
  • Drew Allen Marchitello

View on SEC IAPD

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