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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-03-22
GA RA APPROVED 2009-10-23
  • TX RA
    APPROVED_RES
    Since 2013-03-22
  • GA RA
    APPROVED
    Since 2009-10-23

Branch Locations

3455 Peachtree Rd Ne, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Atlanta GA 10/2009 Present
Bank Of America, N.A. Atlanta GA 06/2012 Present
Previous Registrations
  • 1998-01-01 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Atlanta, GA
    Atlanta, GA
Other Businesses

I*82678FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: BURROUGHS INTERIOR DESIGNS, LLCINVESTMENT RELATED: NADDRESS OF BUSINESS:DULUTH, GEORGIA 30097NATURE OF BUSINESS: LLC,POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 6/30/2015NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: NONE, INTERIOR DESIGN COMPANY OPENED WITH A FRIEND.I*121926For profit or not for profit: For-Profit OrganizationName of outside business organization: Burroughs Enterprise and Design LLCInvestment related: NAddress of business:Duluth, Georgia 30097Nature of business: LLC,Position, title, association: Owner, Start date of relationship: 1/1/2020Number of hours devoted: 0 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: Nothing at this point, I just wanted to secure the business name. I*: 2670274 Entity Type: rental property Name of OBA: Rental Property 1 Address: DestinFlorida32541 Investment Related: n Position, Title, Association: sole owner Employee Start Date: 07/29/2025 No Hours: 5hr/mo No Hours during trading:0 Duties:

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-10-23
S63 Uniform Securities Agent State Law Examination 1990-06-22
  • S65 Uniform Investment Adviser Law Examination
    1995-10-23
  • S63 Uniform Securities Agent State Law Examination
    1990-06-22
Other Names
  • Steve Burroughs
  • David Steven Borroughs
  • David Steven Burroughs
  • Steven Burroughs
  • D S Burroughs

View on SEC IAPD

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