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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-06-24 |
| OH | RA | APPROVED | 1999-10-18 |
Branch Locations
835 N 21St St, Newark, OH 43055 • United States
113 N Fifth St, Ste 104, Zanesville, OH 43701-3533 • United States
199 W. Main Street, New Concord, OH 43701 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc. | Zanesville | OH | 08/1998 | Present |
1. 08/28/2002 - NO BUSINESS NAME - NON-VARIABLE INSURANCE - INV REL - AT REPORTED BUSINESS LOCATION - INSURANCE. 2. 12/12/06 - COMMUNITY FINANCIAL ADVISORS - DBA for LPL Business (entity for LPL business) - INV REL - AT REPORTED BUSINESS LOCATION. 3. 11/10/2015 - D&G Equities - Real Estate Rental - NOT INV REL - PO Box 2501 Zanesville, Ohio 43702 - START 3/6/2003 - 4 HRS PER MONTH/1 HR DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-11-23 |
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